Debates on adhikāra (again)

Within the Śābarabhāṣya commentary on the Mīmāṃsāsūtra (the foundational text of the Mīmāṃsā school), chapter 1 of book 6 is dedicated to adhikāra. The chapter deals with several cases in a manner which might surprise some readers, because the text does not distinguish a priori between “good” and “bad” cases and rather applies Mīmāṃsā-based reasoning throughout. For instance, an opponent suggests understanding adhikāra as only or primarily grounded on desire and is therefore willing to accept as a consequence that women, śūdras (members of the lower class) and animals have the same adhikāra as male Brahmans to perform Vedic sacrifices. Even more surprising, perhaps, is that the reply by the upholder of the final opinion is not that animals are impure, women are inferior and śūdras are inherently flawed. Rather, they discuss about the other requirements of adhikāra and show why they exclude some of the above categories from the performance of Vedic sacrifices.

To begin with, animals lack the adhikāra to perform sacrifices not because they lack desire (they do have plans), but because 1. they lack the ability to perform them, insofar as they don’t have hands. Moreover, 2. they lack desires regarding the next life, because these desires depend on our being cultivated into desiring something beyond the present life. Thus, wolves etc. can decide to fast, but only because they want health, and not for purposes relative to a next life, because they don’t know about it.

There is then an interesting discussion about poor people and people having some physical disability. It’s easy to see that the latter lack ability and are therefore excluded from having the adhikāra to perform Vedic sacrifices. However, how can one distinguish the case of disabled people who cannot, for instance, look at the clarified butter (because they are blind) and poor people who cannot look at the clarified butter because they lack the substances to buy it? Śabara speaks therefore of a distinction between śakti and sāmarthya. Both terms can be translated as “ability”, but Śabara seems to make them into technical terms in order to distinguish the two cases. Accordingly, poor people temporarily lack the sāmarthya to perform a sacrifice, but this temporary lack of sāmarthya is remediable, because they could acquire the relevant substances later on in their life, whereas they never lost the śakti to perform sacrifice. I will conventionally call the temporary thing being lost (or sāmarthya) ‘capacity’, whereas the thing that poor people don’t loose (i.e., their śakti) ‘ability’. Śabara distinguishes them insofar as the former is bahirbhūta ‘external’, whereas the latter is ātmavṛtti ‘belonging to one’s soul, intrinsic’.

Unfortunately, Kumārila does not keep this opposition and just generically speaks of sāmarthya.

It is also interesting that the debate about disabled people continued through the centuries. Kumārila (a commentator of Śabara and possibly the main author of the Mīmāṃsā school) explains that disabled people lack the sāmarthya (and hence the adhikāra) to perform Vedic sacrifices, but that this does not mean that they cannot reach the same goal, namely happiness in a future life (a.k.a. ‘heaven’). He clarifies that they have a different path open to them, namely that of remaining a chaste student of the Veda and reciting it. This is considered by him to be an easier option and Kumārila needs therefore to explain that it is only open to the ones who lack the ability to perform the more difficult alternative, whereas those who are able to work, get married and perform Vedic sacrifices should certainly do so. Incidentally, the same device will be used by an even later author, Veṅkaṭanātha, to justify the adoption of an easier soteriological path, namely prapatti, instead of bhakti. This path is only open, he points out, to those who are unable to follow the path of bhakti, hence there is no contradiction between the command about a difficult path and an easier one.

Later Mīmāṃsā texts, possibly after Khaṇḍadeva, go back to the duties of disabled people and offer a slightly different solution. They say that disabled people cannot perform elective rituals, because they lack the relevant ability, but they still retain the adhikāra (insofar as they have learnt the Vedas by heart etc.) to perform fixed rituals. In fact, these rituals can be performed ‘as much as one can’, hence a blind person will just skip the command to look at clarified butter etc.

Adhikāra and rights

As already observed, there is no straightforward equivalent to “rights” in Mīmāṃsā deontic (and this is normal and good, since the deontic townscape is not a given fact, but a human construct and is therefore differently articulated), but there are certainly functional equivalents covering parts of the semantic field of “rights”.

One of them is adhikāra. Possible differences:

  1. adhikāra is generally a vox media (you have the adhikāra to do X, which does not necessarily mean that X is a good thing), unlike “right” (where generally having the right to do X is a good thing).
  2. adhikāra might imply duty, whereas rights don’t (you may have the right to remain silent, and this does not imply that you ought to remain silent). For instance, for Prabhākara if you have the adhikāra to perform a given sacrifice, you also have the responsibility to carry it out. However, it is not so in Kumārila or Maṇḍana, where the additional obligation to perform fixed rituals descends from their fixedness (nityatva), not from the adhikāra, as proven by the fact that no such obligation follows in the case of elective rituals (kāmya).
  3. adhikāra is connected to ability (sāmarthya), whereas this does not apply to rights, which can instead ground the need of ability being ensured. For instance, if you have the right to go to school but cannot physically move, (in an ideal case) your government will provide you with the devices needed to let you attend school etc. By contrast, adhikāra presuppose ability, in the sense that unless there is ability to do X, there is no adhikāra to do it. Since adhikāra is a vox media, this might be a good thing after all. For instance, if you don’t have the adhikāra to do something difficult to get A, you will be allowed to do something easier instead. Please notice also that Śabara helpfully distinguishes the lack of an external (bahirbhūta) ability (sāmarthya), which is temporary and does not affect the adhikāra (for instance, you don’t lose your adhikāra if you temporarily run out of ghee or are too poor to perform a given sacrifice), and intrinsic (ātmavṛtti) ability (śakti), in the absence of which there is no adhikāra. Much to my disappointment, this distinction is not kept by later authors.

Permissions, rights and adhikāra

As discussed in previous blogposts and articles, it is established that in Mīmāṃsā and Mīmāṃsā-following Dharmaśāstra all commands are dyadic; prescriptions, prohibitions and permissions are not interdefinable; permissions are always exceptions to previous prohibitions or negative obligations, and they are better-not permissions.

Permissions in Medhātithi: Two examples

Case 1:

Manu:

etān dvijātayo deśān saṃśrayeran prayatnataḥ |
śūdras tu yasmiṃs tasmin vā nivased vṛttikarśitaḥ || 2.24 ||

Medhātithi thereon:
śūdrasya dvijātiśuśrūṣāyā vihitatvāt taddeśanivāse sarvadā prāpte tatrājīvato deśāntaranivāso ’bhyanujñāyate.

So, living in another place (deśāntaranivāsaḥ) for a śūdra is permitted, if he cannot get a living where the twice-born ones live, because a śūdra is prescribed (vihita) to obey the twice-born ones. What we see is:

—the permission is a better-not option

—a specific permission is always parasitical on a general (sarvadā prāpte) prohibition or negative obligation (in this case: it is prohibited to live elsewhere, in turn depending on the duty to serve).

Case 2:

Manu:

strīṇāṃ sukhodyam akrūraṃ vispaṣṭārthaṃ manoharam | maṅgalyaṃ dīrghavarṇāntam āśīrvādābhidhānavat || 2.33 ||

Medhātithi:
puṃsa ity adhikṛtatvāt strīṇām aprāptau niyamyate | sukhenodyate sukhodyam | strībālair api yat sukhenoccārayituṃ śakyate tat strīṇāṃ nāma kartavyam | bāhulyena strīṇāṃ strībhir bālaiś ca vyavahāras teṣāṃ ca svakaraṇasauṣṭavāb- hāvān na sarvaṃ saṃskṛtaṃ śabdam uccārayituṃ śaktir asti | ato viśeṣeṇopadiśy- ate | na tu puṃsām asukhodyam abhyanujñāyate |

So, girls lack the śakti to pronounce Sanskrit words, hence they need easy- to-pronounce names. This command is taught explicitly with regard to them because of their inability, but it does not mean that difficult names are permitted for men.

Noteworthy here:

—The opponent is suggesting that F(x/y)—>P(x/¬y) —Medhātithi explains that this is wrong. It is true that P(x/¬y)—>F(x/(y∧¬y)) but the opposite is not true.

Rights and adhikāra


Having permissions just as exceptions means that they cannot be used to ground the notion of right (as in Hansson 2013). What else can correspond to “rights”?

• 1. There does not need to be a corresponding term. The deontic horizon is, like any other partition of the cognitive world, arbitrary.

• 2. There can be functional equivalents, one of which is adhikāra, I think.

adhikāra is connected to ability (sāmarthya and śakti), in the sense that unless there is ability, there is no adhikāra. Differences: adhikāra also implies duty. Contexts in which adhikāra is discussed: poor people having adhikāra, because they still have the śakti, although they momentarily lack the sāmarthya (all in ŚBh ad 6.1.1–3); disabled people lacking adhikāra for sacrifices but having adhikāra for svādhyāya (TV ad 1.3.4).

Rights in Mīmāṃsā and further steps in mapping the deontic horizon—Updated

I have been working for years on mapping the deontic space of Mīmāṃsā authors. In order to do that, I tried to find a balance between systematicity, for the purpose of which I need as many information as possible and I often take whatever I can from whatever source, including many different authors, and historical attention to individual authors.

In order to strike this balance, I tend to assume that by default the same deontic concepts are shared by all authors, unless and until the opposite is proven, either because someone has an explicitly competing theory (e.g., Maṇḍana’s iṣṭasādhanatā) or because they de facto do something different (like Medhātithi’s approach to permissions if compared to Kumārila’s).

This ongoing attempt has led my coauthors and myself to understand some basic elements applying to all deontic concepts, such as their dyadic nature (each command is always of the form O(x/y) and not just O(x) or F(x)). We also examined the non-identity relation between prohibitions and obligations (in short: F(x/y) is not tantamount to O(~x/y), but an ideal system will not have F(x/y) and O(~x/y) ceteris paribus) and that between permissions and other commands (again P(x/y) is not tantamount to ~F(x/y), but P(x/y) presupposes a previous either O(~x/T) or F(x/T), with T being more general than y). In other words, if something is permitted it means that one would naturally be inclined to do it, but that its performance had been prohibited (or that refraining from it has been prescribed). The state of affairs of something being already available to one as something one is inclined to do is generally captured by the expression “prāpti“. So, there is a permission only with regard to something prāpta and niṣiddha (or the opposite of which has been vihita). Furthermore, the analysis of permissions as being always “better-not” permissions has also made us able to discuss supererogations, which occur when, although a permission to do x is present, one still avoids doing it.

Now, some authors have suggested that P(x) with no prior negative obligations or prohibitions is needed because of making sense of rights. This led me to think about rights and their seeming absence in the deontic landscape of Mīmāṃsā and Dharmaśāstra authors. The starting point is that we should not expect the same concepts to be present in each deontic landscape. Hence, we shouldn’t be looking for an equivalent of a given concept in a different setting. Rather, we should be looking at the different systems that each deontic author construes. In Mīmāṃsā, there are no “rights” as Euro-American authors know them (and, after all, this might be a good idea and we may suggest that the category of “rights” is muddy and unclear!), but there are other concepts that are times overlapping. One of them is the idea of adhikāra.

This is discussed at length in relation to rituals in the context of PMS 6.1 and its commentaries and sub-commentaries. Basically, Śabara etc. observe that adhikāra presupposes ability, but have then to explain that temporary inability does not infringe on adhikāra. In this context, they speak of an external (bahirbhūta) inability (like, being poor or having a sprained ankle) and an intrinsic (ātmavarttin) one, which blocks the adhikāra (like an inborn disability). They seem to oppose therefore śakti (for the intrinsic ability) and sāmarthya (that can be temporary).

UPDATE (thanks to MS for raising the issue): Another thing that we have not looked into yet are the various types of prescriptions (utpatti-, viniyoga-, adhikāra– and prayogavidhi) and how they behave deontically.

Various types of bādha (in epistemology, deontics, Śabara, Kumārila…)

As it is often the case for other terms (e.g., nitya or even pramāṇa), various terms which are used technically in the epistemological debates between, among others, Mīmāṃsā, Nyāya, and Buddhist epistemological school, also have a deontic-ritual background. This applies also to bādha, whose epistemological meaning is only the tip of the iceberg of its Mīmāṃsā use.

In epistemology, it seems to mean `invalidation’, whereas in deontics, it means `suspension’ (which could be again brought back to use). Could the two be reconciled? Yes, if only one considers that within the svataḥ prāmāṇya framework any invalidation is necessarily temporary.

As for Śabara’s vs Kumārila’s use of bādha, the first thing one notices is that Śabara deals with bādha within the latter part of the PMS-Bhāṣya, namely within the discussion of vikṛti ‘ectype’ rituals. That is, Śabara primarily discusses bādha as the blocking mechanism in case something of the archetype ritual does not extend to the ectype one. Therefore, Kumārila has to invent a new space for bādha while commenting on the balābala-adhikaraṇa within the first group of books in the PMS-Bhāṣya. There, Kumārila treats bādha as a general device, not related to the prakṛti-to-vikṛti extension. This treatment is then adopted also by later Mīmāṃsā authors (MBP, MNS, Āpadevī etc.).

Jhā (1942, chapter XXIX) mixes the two understandings insofar as he calls bādha `exclusion’ and introduces it as part of the prakṛti-to-vikṛti extension of details (corresponding to its role in the ŚBh), but then moves on (from end of p. 342 onwards) and discusses it in the light of later sources, influenced by Kumārila’s approach.

From unfinished starting points to new balances

The common background of all Mīmāṃsā authors is based mainly on Jaimini’s Mīmāṃsā Sūtra (henceforth PMS) and Śabara’s Bhāṣya `commentary’ thereon (henceforth ŚBh). I refer to this phase in the history of Mīmāṃsā as ”common Mīmāṃsā”, since the authority of these texts was accepted by all later Mīmāṃsā authors.

Various later Mīmāṃsā authors rethought this inherited background, in particular, on two connected issues:

  1. How later Mīmāṃsā authors reconsidered the classification of obligations implemented in the early Mīmāṃsā
  2. What later Mīmāṃsā authors considered to be the real trigger for obligations

They will implement in both cases reductionistic strategies which, however, were based on very different presuppositions. They introduced to the background Mīmāṃsā new assumptions, although these were —according to the ancient Indian étiquette— concealed as (re)interpretations of the ancient lore.

As for No. 1, the Mīmāṃsā school operates presupposing that prescriptions could enjoin:

  • nitya-karman `fixed sacrifices’, to be performed throughout one’s life, such as the Agnihotra, which one needs to perform each single day
  • naimittika-karman `occasional sacrifices’, to be performed only on given occasions, e.g., on the birth of a son
  • kāmya-karman `elective sacrifices’, to be performed if one wishes to obtain their result, e.g., the citrā sacrifice if one desires cattle

Here one can see already how the scheme offers the chance for different interpretations, precisely according to one’s interpretation of No. 2, namely of the understanding of what is the real motivator of one’s action, as below:

elective specific desire
occasional occasion, generic desire
fixed generic occasion (being alive), generic desire

Why should one study the meaning of the Veda? I.e., why studying Mīmāṃsā?

(It is hard to present your research program to the public)

At a certain point in the history of Mīmāṃsā (and, consequently, of Vedānta), the discussion of the reasons for undertaking the study of Mīmāṃsā becomes a primary topic of investigation. When did this exactly happen? The space dedicated to the topic increases gradually in the centuries, but Jaimini and Śabara don’t seem to be directly interested in it.

Dissent among a Viśiṣṭādvaitin and a Mīmāṃsaka: What do Vedic words mean?

Within his Mīmāṃsā commentary, the Seśvaramīmāṃsā, Veṅkaṭanātha explicitly dissents from Śabara (also) in his commentary on Pūrva Mīmāṃsā Sūtra (henceforth PMS) 1.1.31 on Vedic words seemingly expressing proper names, e.g., Prāvāhaṇi and Babara (which are used by opponents as an evidence of the impermanent nature of the Vedas).

Śabara suggested that such seeming names in fact only express something else and offered alternative etymological explanations. Veṅkaṭanātha replies that out of context it is clear that specific people must be referred to, but that these people’s roles are recurrently covered at each new era.

The relevant passage by Śabara on PMS 1.1.31 reads:

[The name] ”Prāvāhaṇi” derives from `flowing forth’ (pravah-). [The name] ”Babara” imitates a sound. Therefore, these two [linguistic expressions] express only a permanent referent (artha). Therefore it is said \textbf{The other [ephemeral things mentioned in the Vedas], by contrast, are merely similar in the way they sound.

pravāhayati, sa prāvāhaṇiḥ. babara iti śabdānukṛtiḥ. tena yo nityārthas tam evaitau śabdau vadiṣyataḥ. ata uktam – paraṃ tu śrutisāmānyamātram iti

Veṅkaṭanātha’s rejection of this view reads as follows:

Only Half-Materialists (ardhacārvāka) like this construction (yojanā) [of the sūtra]. Otherwise, how could [such meanings] be connected (anvaya) with [linguistic expressions such as] ”he desired”? (How could ”Babara” be connected with ”he desired” if it is only an onomatopoeia?)

[Obj./in favour of Śabara:] Also in regard to that (”he desired”) one postulates a different meaning.

[R.:] Why should not [a different menaning] be postulated in this way in every case?

All four manuscripts of the Seśvaramīmāṃsā reproduce Śabara’s passage in a slightly different way, including a reference to vāyu as a referent of Prāvāhaṇi:

[The name] ”Prāvāhaṇi” derives from `flowing forth’ (pravah-). [The name] ”Babara” imitates a sound. Therefore, these two linguistic expressions express only a permanent referent (artha), [i.e.], the wind (which flows forth).

pravāhayati iti prāvāhaṇiḥ. babara iti śabdānukṛtiḥ. tena yo nityo ‘rthas tam imau śabdau vadiṣyataḥ vāyum. ata uktam – paraṃ tu śrutisāmānyamātram iti

The mention of vāyu is not present in the published version of the Śābarabhāṣya. Nonetheless, the reference to the wind is well-attested in the Mīmāṃsā subcommentaries on this adhikaraṇa, thus Veṅkaṭanātha could easily be aware of it.

Modification as an evidence for the fact that mantras have meanings and an application of the Aindrīnyāya

Both Śabara’s and Veṅkaṭanātha’s commentary on the Mīmāṃsā Sūtra insist that mantras are not important only insofar as they are pronounced, but rather that they convey a meaning (technically: they are vivakṣitārtha `they have intended meanings’).
One of the evidences for the meaningfulness of mantras is the fact that mantras are modified (ūh-) in the ectype rituals. If, for instance, the archetype ritual is for Agni and the ectype ritual is offered to Indra, the mantra will be accordingly changed (e.g., from Agnaye juṣṭam to Indrāya juṣṭam). If the mantras had no meaning, there would be no scope for modifying them. If the pronunciation were enough to achieve some unseen potency (apūrva), one would just repeat the mantras in the same form.