Category Archives: deontic

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Medhātithi on intention and action

In general, Medhātithi’s commentary systematizes the MDh. In the case of action and intention, he does his best to iron away seeming incongruities by explaining that intentional actions are liable to more blame than unintentional ones, which he accomplishes by adding the needed adverbs or adjective to the wording of MDh (e.g., in his commentary on 9.242 (on intentional vs unintentional crimes), 11.56, 11.77 (on the intentional vs unintentional killing of Brāhmaṇas), 11.125, 11.209 (on deciding expiations when no one is explicitly prescribed)). Accordingly, Medhātithi explains away the “unintentionally” in MDh 11.127, because the strength of the penalty implies that the action was performed intentionally.

As often the case in his commentary, Medhātithi derives his philosophical framework of reference from the deontic teachings of the philosophical school of Mīmāṃsā. For instance, he does not add his own definition of “action” and “intention”, but presupposes the Mīmāṃsā understanding of these concepts.
The speculation on action starts for Mīmāṃsā philosophers by considering the paradigmatic case of complex ritual actions. This means that they consider first and foremost actions spanning over a long period of time (hours or even days) and that cannot be easily explained as the result of ephemeral desires, but rather require what Alfred Mele calls “distal intentions” (intentions about the non-immediate future, see Mele 2006). Nonetheless, they all agree about the pivotal role of desire in action and, in this sense, ground each complex action ultimately in a “primitive” desire (i.e., a desire for something independently desirable, and not desirable for the sake of something else). Typical examples for primitive desires are desires for sons, rain, cattle, happiness, whereas desiring to know the meaning of a certain passage is considered subservient to some other desire, which has led one to read the corresponding text.
Accordingly, Mīmāṃsā authors distinguish between main actions and the activities they are composed of; one’s intention relates to the main action, whereas the intermediate activities are needed sub-steps, but are not independently intended. Therefore, different rules apply to the two sets. This bipartition is taken for granted also in the MDh and by Medhātithi. For instance, MDh 11.11–12 discuss the case of a main action (a sacrifice) being interrupted for want of an ingredient needed for an intermediate activity. Since the main action needs to be completed, one is allowed to complete it even by appropriating a single ingredient in a way which would not be normally allowed (taking it away from someone who does not need it). In other words, the need to complete the main action creates a situation of necessity that permits one to act in a sub-ideal way.
Intention is not dealt separately from blame in the Dharmasūtras nor in the MDh. However, Medhātithi is himself an insightful thinker and often takes up small clues in the MDh to open up a deeper discussion, and this happens in the case of his discussion of intention. Specifically, Medhātithi adds a second axis to the one examined above concerning intentions, prohibitions, and expiations, namely that of intention (saṅkalpa) and motivation. Near the beginning of the MDh, the elements underlying one’s observance of law is briefly outlined, including intention and desire:

To be motivated by desire is not commended, but it is impossible here to be free from desire; for it is desire that prompts vedic study and the performance of vedic rites.
Intention is the root of desire; intention is the wellspring of sacrifices; and intention triggers every religious observance and every rule of restraint—so the tradition declares. Nowhere in this world do we see any activity done by a man free from desire; for whatever at all that a man may do, it is the work of someone who desired it.
By engaging in them properly, a man attains the world of the immortals and, in this world, obtains all his desires just as he intended.

In this passage, Manu asserts a few things. First, he asserts that both engaging in activity and refraining from particular activities are “triggered” by intention (“intention triggers every religious observance and every rule of restraint”). The terminology suggests that Medhātithi is thinking of activities that would have otherwise taken place, and which demand effort on one’s side to be avoided (such as lightning a cigarette as the first thing in the morning for a passionate smoker). In other words, intention triggers one to change the present inertia, be it by undertaking something or refraining from acting inertially.
Second, he asserts—perhaps counter to intuitive notions—that it is intention that comes before and necessitates desire (“intention is the root of desire”). Third, he asserts that desire is a requirement for acting in the world (“Nowhere in this world do we see any activity done by a man free from desire; for whatever at all that a man may do, it is the work of someone who desired it”).
In his commentary, Medhātithi’s develops the ideas in this passage. Specifically, Medhātithi outlines the concept of intention and the required elements for action. Medhātithi introduces the topic of his commentary by first quoting a portion of Manu’s above passage:
Intention is the root of desire; intention is the wellspring of sacrifices; and intention triggers every religious observance and every rule of restraint—so the tradition declares.

Medhātithi then goes on to further explicate a view of how intention relates to desire and action, responding to various objections:

And therefore, he (Manu) spells out what has been said, namely that without a desire the nature of a sacrifice is not carried out. An intention is the root of sacrifices and similar actions, and of desire. A person who desires to perform a sacrifice or a similar action necessarily forms an intention. And when an intention is being formed, it is necessarily the case that a desire is also brought close as caused by it, even if this (desire) is itself not wished. Just like when a person aiming at cooking burns [wood-logs] also smoke is produced, even if unwished, insofar as it is caused by that same cause. In this regard, it is impossible that a sacrifice or a similar action is performed, if desire does not occur.

[Obj.:] Then, what is this intention, which you say to be the root of all actions?

[R:] It is the appearance (sandarśana) of consciousness (cetas), after which desiring (prārthanā) and ascertaining, one after the other, occur. In fact, these mental activities (vyāpāra) attain the role of root for the undertaking of all actions. For, it is not the case that material activities are possible without them. To elaborate: First of all, one ascertains the nature of a given thing, e.g. “This thing produces this effect”. This cognition is here called intention. Thereafter, desiring (prārthanā), i.e., will (icchā) occurs. This is desire (kāma). Once one has the will “How will I realise that (thing) through that (action)?”, one ascertains “I will do it”. This is the ascertaining. Thereafter, one undertakes an action with regard to an external activity which is the instrument to realise [one’s goal]. For instance, a person who wants to eat something first observes the action of eating [by someone else], then wishes “May I eat!”, then ascertains “I will abandon all other activities and eat!”. Then, he tells to the action, the cause, the place and the eligible person: ‘Come together, prepare (sajjīkṛ-) a succulent [food]’.

[Obj.:] But if this is the case, sacrifice and similar actions do not occur just because of an intention. Rather, they occur because of intention, desire and ascertaining. Thus, why does Manu say “sacrifices originate out of intentions”?

[R:] There is no flaw, since the intention is the original cause. For this very reason, he (Manu) will later say that one never sees any action by a person who does not desire anything.

These passages favour a plain reading of the claim in Manu whereby intentions are the root cause of engagement in sacrifices and other actions. At its core, the understanding of intention furthered here appears to be a basic consciousness of how certain acts relate to certain ends. While intentions have an initiatory role, desire and ascertainment necessarily follow. This approach is distinct from cognitivism (as defined by Sarah Paul), insofar as intentions are volitions and not identical with the corresponding beliefs.
In which sense can intention be the cause of desire and not the opposite? Is not it the case that we first experience appetites, then move on to form the intention to satisfy them and then perform the relevant sequence of acts? Let us start with Medhātithi’s starting point, namely that of complex actions, such as sacrifices, that extend through time. In their case, the claim that a basic appetite is what causes one to act, appears less plausible, because appetites are ephemeral and cannot sustain a longer cycle of activities. Accordingly, Medhātithi’s account makes perfect sense when it comes to actions that are performed not because of a basic appetite, but because of a conscious decision, but can it apply also to other kinds of actions?

While focus is placed in these passages on sacrificial and “similar actions”, which indicates a series of complex actions aimed at a particular result, Medhātithi makes it clear that the mental activities of intending, desiring, and ascertaining are the “root for the undertaking of all actions”. This sets up a fairly robust picture of action whereby actors hold in their minds a consciousness of how they understand their movements to interact with the world, which will result in a particular and desired end. In this sense, the psychological sequence Medhātithi sketched above could be a depiction of the phenomenological process through which a certain level of consciousness is a preliminary requirement for the process to be started, but cognition and appetite are also needed. The emphasis on phenomenology is due to the fact that it is hard to make sense of the statement that intentions generate desires (could one say “I intend to have dinner, therefore I am starting to feel hungry”?), but it makes sense that one only becomes aware of desire after having conceived the corresponding intention (“I intend to have dinner and realize that I am in fact hungry”). If taken to its extreme consequences, this would imply that there are no genuine conflicts between intentions and desires, because desires become available to one’s consciousness only once one has intended to do something. If desires are not directly responsible for our actions, how can Medhātithi explain episodes that are often ascribed to them, e.g. in case of what Euro-American philosophers call the “weakness of the will”? For instance, how could he explain the case of one failing to dress up to go to an opera even though they had previously formed the intention to go? Medhātithi could deal with is as a conflict among intentions, not among different causal factors (the intention to go and the desire to stay home) determining one’s actions. Alternatively, he could mention how inertial states take stronger intentions to be resisted and discuss such examples as based on a conflict between an intention and a hard-to-break inertial state. He could argue that it would be hard to dress up even independently of an active desire to stay home (thus proving that the problem is not due to a conflict between intentions and desires), because dressing up (like any act) involves effort, and all efforts are only undertaken if one sees that a bigger advantage will come of out them.

What do you think? Given Medhātithi’s premisses, does my extension of his thought to the above case make sense?

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Permissions for Prabhākara

Is it possible to command someone who is already inclined to act according to Prabhākara? 

Bṛhatī ad 6.1.1 says na pravṛttapravartane prayogaḥ āmantraṇādiṣu vyabhicārāt, literally: “[Exhortative endings] are not used to promote people who are already active, because of the deviant case (vyabhicāra) of invitations”. 

In fact, Prabhākara appears to believe that commands are always imparted on someone who is not yet active and who becomes active upon hearing them. The addressee of a command  desires something already and recognises themselves as the addressee through such desires (see Freschi 2012), but they are not active until they become enjoined.

Now, if Prabhākara means that active people are never promoted to act, why are āmantraṇas a good example? Orders (ājñā) are not used as a standard example because their being a clear case of promoting someone not already active had been attacked by the opponent in the previous line.

As for āmantraṇa, the situation with āmantraṇa is ambiguous, but Śālikanātha takes it as connected to a command uttered among peers (thus, it is not a clear case of a command uttered for people who are not already active). Moreover, what is the role of the vyabhicāra argument? How can a vyabhicāra argument be used to convince someone that something is *always* the case? A vyabhicāra can be used to show that it is incorrect to claim that “All As are B”, since there is at least one A that is not a B, but it can’t be used to corroborate “All As are B” by showing a further case of an A that is indeed B. In other words, why speaking of “vyabhicāra” and not of “yathāmantraṇeṣu” or the like if this was what he meant? The only possible explanation seems to be to think of āmantraṇādiṣu vyabhicārāt as “because the case of invitations, etc., deviates from the [opponent’s] claim”.  

Still, if it is impossible to command someone who is already inclined to act, how can Prabhākara make sense of permissions? When we are already about to light a cigarette and look around and ask whether it is OK and someone tells us “No problem, go ahead!”, isn’t the “go ahead” a command directed to someone who is already active? Could Prabhākara perhaps say that a command cannot enjoin someone who is already active because it would miss the apūrva element?

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Sāṅkhya on śyena

The Sāṅkhya reached its acme before Mīmāṃsā and its position is therefore attacked as a useful departure point for deontic discussions, especially around the case of the śyena in Mīmāṃsā texts (in the following, I will refer to its representation in Veṅkaṭanātha’s TMK).

Interestingly, although the school accepted the authority of the Vedas, Sāṅkhya authors did not insist on their being necessarily consistent and instead highlighted that the prohibition to perform violence should not be overturned, not even in case of sacrificial violence. Accordingly, they understand the sequence:

  • 1. One should not perform violence on any living being
  • 2. If one desires to harm one’s enemy, they should sacrifice bewitching with the śyena

as implying that 1. invalidates 2. Interestingly, Sāṅkhya authors are ready to go as far as stating that this applies also to the following sequence:

  • 1. One should not perform violence on any living being
  • 3. One should sacrifice an animal within the agnīṣomīya sacrifice

Whereas all Mīmāṃsā authors agree that 2. should not be fulfilled (but out of different reasons than the one put forward by Sāṅkhya authors), no one among them would agree in extending this position to 3.

Sāṅkhya authors are therefore presupposing that Vedic commands do not necessarily form a consistent whole and, more importantly, that prohibitions are \emph{unrestricted in their application} (see TMK 5.78). This is connected to a point we will see developed by Maṇḍana, namely the incommensurability of the bad. Transgressing a prohibition involves accumulating pāpa, i.e., bad karman, and this bad output cannot be compensated by any good result one might gather. Prescriptions contrasting with prohibitions are automatically suspended, since prohibitions are unrestricted and always prevail. Only prescriptions not contrasting with prohibitions are valid.

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General and specific rules in Mīmāṃsā?

What happens when commands clash? A standard devise to deal with the topic is the idea of taking one as a general rule and the other as a specific one. In Sanskrit, these are called, respectively, utsarga and apavāda. Mīmāṃsā authors have, however, other devices.

For instance, Kumārila, discusses the prohibition to perform violence and its seeming conflict with the ritual prescription to perform ritual killing within a given sacrifice.
See his Commentary in verses (Ślokavārttika), chapter on Injunction (codanā), vv. 223—224:

तेन सामान्यतः प्राप्तो विधिना न निवारितः ||
फलांशोपनिपातिन्या हिंसायाः प्रतिेषेधकः |
“Therefore the prohibition to killing, obtained in general applied and not stopped by another injunction, prohibits the killing when it pertains to the fruit-portion |

Is this a case of a general rule overturned by a specific one (as claimed in Kei Kataoka 2012, Is Killing Bad?)?

If it were so, we would have the general prohibition to perform violence (F(violence)/T) being overruled by the more specific obligation to perform ritual killing in a specific setting:
F(violence)/T
O(violence)/sacrifice for Agni and Soma

However, this is not the solution adopted by Kumārila. Rather, Kumārila’s point is that the original prohibition to perform violence should be reconfigured as a prohibition regarding only violence as the result of the action, and not regarding instrumental violence.

That is, according to Kumārila, the Vedic prohibition to perform violence should not be read as
F(violence)/T
but as
F(violence as a result)/T
which does not conflict with (instrumental violence)

Comments, as usual, welcome!

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Why do people respond to commands?

Why do people obey to commands? Because they are immediately inclined, in a behaviourist way, to obey? Or because they realise that the action commanded is an instrument to the realisation of a coveted goal? Or are there further explanations?

This question has been debated at length in Sanskrit philosophy, oscillating especially among three main positions. I discussed these positions with some accuracy in previous posts, but this time I would like to try a bird-eye view about what is at stake.

On the one side, Maṇḍana claimed that the only motivator for undertaking actions is the awareness of the fact that the action to be undertaken is the means to obtain a desired goal. On the other, Prabhākara’s followers claimed that we immediately obey to commands because we feel enjoined, and only later analyse what is being asked and why. The role of the mention of the listener’s desire in commands such as “If you want to lose weight, try this shake!” is not meant to say that the enjoined action is an instrument to realise the desired output. Rather, the mention of the desire is meant for the listener to understand that they are the person addressed by the prescription. It picks up the person, who immediately relates with their own desires, but does not describe the existence of an instrumental relation between enjoined action and result. The last position can be connected to Bhartṛhari’s pratibhā theory. As depicted by Maṇḍana, this is a general theory about meaning, which includes both commands and descriptive sentence. According to it, human as well as non-human animals have innate inclinations which make it possible for them to perform activities they could have never learnt but are still able to perform, such as swimming or breastfeeding in the case of a baby. The pratibhā theory can be extended to commands which one would respond to because of an innate inclination.

Maṇḍana’s theory has the clear advantage of being a reductionist theory. By following it, one does no longer need an ad hoc semantic theory for commands, which can be reduced to descriptive sentences explaining the relation between the action enjoined and the expected output. Similarly, Maṇḍana provides a single theory covering all aspects of motivation to act, both in the case of commands and in the case of autonomous undertakings of action. In all cases, one is motivated to act because one thinks that the action is the instrument to get to the expected result. What are the disadvantages of this theory? First of all, Prābhākaras have a point when they describe our first response to commands. We immediately feel enjoined even before starting to analyse the action we have been required to perform. Secondly, Maṇḍana’s theory might have problems when it comes to people who know what would be best for them, but still don’t act. Can this all be explained just in terms of desires and instruments?

As declared at the beginning, the above is my attempt to give a short overview of the debate. Comments are welcome!

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Maṇḍana’s intellectual theory of motivation

Maṇḍana’s thesis is an answer to the problem of how to identify the core of a prescription. What makes people undertake actions? Kumārila’s śabdabhāvanā theory and Prabhākara’s kāryavāda had already offered their answers. Maṇḍana expands on Kumārila’s intuition about human behaviour being always goal-oriented by offering a radical reductionist hypothesis. According to this hypothesis, being a motivator is nothing but communicating that the action to be undertaken is an instrument to some coveted result. In this sense, prescribing X to people desiring Y is nothing but explaining that X is the means to achieve Y.

This cognitive interpretation of what motivates one to act could be accused of intellectualism. What about agents who, though understanding that X would be the appropriate course of action, do not undertake it, perhaps out of sloth?

A possible answer is that Maṇḍana’s theory describes the behaviour of ideal agents, who are able to evaluate rationally what is the best means to a coveted goal. Alternatively, one might suggest (as hinted at at the end of section 11.2) that even such irrational people would be impelled to act, even if they then do not physically undertake any act. The iṣṭasādhanatā is a motivator even for them, although they do not act correspondingly. One might think of the comparable case of someone who intensely desires an ice-cream and comes to know that great ice-creams are available in a given part of the city. They are ready to go there, but undergo an accident and are prevented from going. Although they do not practically act, the knowledge about the ice-cream shop did act as motivator for them.

Correspondingly, pravṛtti is used as a synonym of prayatna `effort’ and indicates the undertaking of an activity, not yet its realisation. Similarly, a person said to be pravṛtta is one who has already conceived the decision to undertake an action, although no movement can be seen yet.

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A preliminary understanding of pratibhā

Within chapter 11 of his masterpiece, the Vidhiviveka `Discernment about prescription’, Maṇḍana identifies the core element which causes people to undertake actions. Maṇḍana expands on Kumārila’s intuition about human behaviour being always goal-oriented by offering a radical reductionist hypothesis. According to this hypothesis, being a motivator is nothing but communicating that the action to be undertaken is an instrument to some coveted result. In this sense, prescribing X to people desiring Y is nothing but explaining that X is the means to achieve Y.

At this point, Maṇḍana introduces some opponents, mainly one upholding pratibhā.

The term pratibhā is found in Bhartṛhari, whom Maṇḍana extensively quotes in chapter 11 of his Vidhiviveka. It is clear that Maṇḍana suggests the pratibhā as an alternative way of making sense of what motivates people to act. In this sense, pratibhā is a pravartaka `motivator’, something causing one to act. It is the key alternative to Maṇḍana’s own proposal that the knowledge that the enjoined action will lead to a desired result is what causes people to act. The pratibhā theory radically opposes this one.

In fact, Maṇḍana’s theory is primarily cognitive (you act with regard to X because you know something relevant about X), whereas the pratibhā theory is almost behaviourist (you act with regard to X because of the pratibhā inducing you to act).

The Prābhākara opponent within Maṇḍana will later appropriate this theory and join it with their own deontological understanding, according to which we act primarily because we are enjoined to do so, thus adding a deontological nuance which was absent in Bhartṛhari’s view of pratibhā.

But what is pratibhā before its Prābhākara reinterpretation? A key passage for the understanding of the pratibhā theory in Maṇḍana before its Prābhākara appropriation is the very sentence introducing it, at the beginning of section 11.3. There, the opponent suggests pratibhā as the thing causing one to undertake an action. An uttarapakṣin asks which kind of artha this is and the answer is at first sight surprising: It is no artha at all (na kaścit). What is it then? It is a cognitive event (prajñā) leading to action.

The point seems to be that there is no mental content, but only the urge towards acting. The pratibhā is a mental state without intentional content.

A further hint is found at the beginning of 11.5, where Maṇḍana responds to the paradox that the pratibhā cognition has no object, but it causes activity. This results, says Maṇḍana, in an undesirable consequence. In fact, if in the case of pratibhā the cognition of the connection between word and meaning plays no role, because the pratibhā has no intentional content, a person hearing a prescription should act independently of any cognition of the meaning.

But can we have purely agentive mental states? Can there be incitement to action without any content?

I am grateful to Hugo David for an inspiring talk on pratibhā back in 2018. This interpretation should, however, not be blamed on him. Similarly, I am always grateful to Elliot Stern for his edition of the Vidhiviveka and for the work we shared in the last 12 months.

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Jayanta on why knowing one’s good is not enough to act

Today I discussed with Sudipta Munsi how Jayanta (9th c., Kaśmīr) speaks of the motivator of exhortative sentences. Why do we undertake activities upon hearing an exhortative sentence?

Among the possible candidates are one’s desire (rāga) for the output of the activity, and the cognition that the enjoined activity is the means to achieve one’s welfare etc. (śreyassādhanatva).

Jayanta thinks that the latter theory is untenable, since one does not undertake activities, even if conducive to one’s welfare, unless one desires it (as we all know when it comes to brushing our teeth or doing daily workouts). The refutation then becomes more technical, because Jayanta explains that the śreyassādhanatva theory is introduced as part of the bhāvanā theory, but this cannot work.

In fact, according to the latter theory, the nature of an action (bhāvanā) consists of three elements (1. thing to be realised, 2. instrument to realise it and 3. procedure). For the śreyassādhanatva, the two relevant parts are the first two. But an activity delimited by these two parts does not have the form of being the means to one’s welfare (śreyassādhanatva) since it is “incomplete” (aniṣpanna). Why so? Because one can only speak of śreyassādhanatva at the end of the process, once the activity is pariniṣpanna ‘complete’. Thus, śreyassādhanatva comes at the end of the process and cannot be the motivator.

Maṇḍana Miśra, possibly because of similar criticisms, inserts the element of desire within the śreyassādhanatva, which he therefore more frequently calls iṣṭasādhanatva, i.e. the idea that an action is the ‘instrument to realise something desired’.

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Various types of bādha (in epistemology, deontics, Śabara, Kumārila…)

As it is often the case for other terms (e.g., nitya or even pramāṇa), various terms which are used technically in the epistemological debates between, among others, Mīmāṃsā, Nyāya, and Buddhist epistemological school, also have a deontic-ritual background. This applies also to bādha, whose epistemological meaning is only the tip of the iceberg of its Mīmāṃsā use.

In epistemology, it seems to mean `invalidation’, whereas in deontics, it means `suspension’ (which could be again brought back to use). Could the two be reconciled? Yes, if only one considers that within the svataḥ prāmāṇya framework any invalidation is necessarily temporary.

As for Śabara’s vs Kumārila’s use of bādha, the first thing one notices is that Śabara deals with bādha within the latter part of the PMS-Bhāṣya, namely within the discussion of vikṛti ‘ectype’ rituals. That is, Śabara primarily discusses bādha as the blocking mechanism in case something of the archetype ritual does not extend to the ectype one. Therefore, Kumārila has to invent a new space for bādha while commenting on the balābala-adhikaraṇa within the first group of books in the PMS-Bhāṣya. There, Kumārila treats bādha as a general device, not related to the prakṛti-to-vikṛti extension. This treatment is then adopted also by later Mīmāṃsā authors (MBP, MNS, Āpadevī etc.).

Jhā (1942, chapter XXIX) mixes the two understandings insofar as he calls bādha `exclusion’ and introduces it as part of the prakṛti-to-vikṛti extension of details (corresponding to its role in the ŚBh), but then moves on (from end of p. 342 onwards) and discusses it in the light of later sources, influenced by Kumārila’s approach.